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Larson Maddox
Hong Kong, Hong Kong
(on-site)
Posted
4 days ago
Larson Maddox
Hong Kong, Hong Kong
(on-site)
Role
Due Diligence, Compliance And/or Legal
Legal Counsel - Asset Management, Hong Kong / Shenzhen
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Legal Counsel - Asset Management, Hong Kong / Shenzhen
The insights provided are generated by AI and may contain inaccuracies. Please independently verify any critical information before relying on it.
Description
CLIENT BACKGROUNDA fast-growing financial institution with cross-border operations is seeking a seasoned Legal Counsel to strengthen its legal and compliance framework. The firm is active in asset management and fund operations, with a strong commitment to regulatory integrity and sustainable growth across Greater China.
JOB RESPONSIBILITY
As Legal Counsel, you will play a pivotal role in overseeing the company's legal and compliance functions. Key responsibilities include:
- Providing strategic legal support across business units, including contract review, regulatory interpretation, and policy development.
- Managing legal documentation and compliance processes related to fund establishment and ongoing operations, including KYC and AML protocols.
- Acting as the primary liaison with regulatory bodies, ensuring timely and accurate compliance reporting.
- Designing and enhancing internal compliance systems to proactively identify and mitigate legal and operational risks.
JOB REQUIREMENTS
- A bachelor's degree or higher in Law or a related discipline; legal qualification (e.g., bar admission) is highly desirable.
- Minimum 5 years of relevant experience in legal or compliance roles within asset management sector.
- Solid understanding of both domestic and international fund structures, investment operations, and regulatory frameworks.
- Strong bilingual communication skills in Chinese and English, with proven ability to coordinate across teams and jurisdictions.
- High professional integrity, a proactive mindset, and a strong sense of accountability.
Job ID: 80764473
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